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Yes? Then apply now by sending a cover letter that gives us a glimpse into who you are and why you think you would be a great fit for Bitstocks, as well as your CV detailing your relevant experience and skills.

If we agree, you will hear back from us within 2 weeks. If not, please consider your application unsuccessful.

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All applications must be sent to careers@bitstocks.com
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Compliance Officer

Bitstocks provides cryptocurrency investment services and management for private and institutional clients. As compliance officer, you will be responsible for our overall adherence to recommended UK regulatory practices for financial institutions.

Contribute Your Expertise to Oversee Compliance

We are looking for a full time Compliance Officer to become a key member of our client services team. You will work closely with consultants, portfolio managers and traders to process risk assessments for individual and corporate clients. In addition, you will serve as Bitstocks’ compliance specialist, ensuring our processes are in line with regulatory guidelines, preventing violation at any level, most especially with regards to KYC and AML.

Remuneration: To Be Determined Based on Experience

If appointed, your key responsibilities will include:

  • Administering our technology solution to monitor active accounts’ adherence to regulations and verification of new accounts.
  • Contributing your expertise to identifying process and technology weaknesses and work directly with our IT team on improvements.
  • Monitor underlying personal trade data for unusual behaviour to identify conflicts of interest and other potential risks not readily identified by computer systems.
  • Spearhead investigations into potential violations.
  • Maintaining a full compliance audit trail.
  • Be the main point of contact for all regulatory issues related to client accounts.

To qualify for the position, you need to have:

  • In-depth knowledge of the financial industry and industry surveillance best practices.
  • Compliance or regulatory experience at a financial services or investment firm.
  • A Bachelor's degree, Law degree preferred.
  • Personal Account Dealing (PAD) experience.
  • Highly skilled in Microsoft Excel and a familiarity with regulatory compliance software.